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Thomas M. Finke

Chairman & Chief Executive Officer

Tom Finke is Chairman and Chief Executive Officer of Barings, a US $271+ billion global investment management firm with 41 offices across the U.S., Europe, Australia and Asia. Mr. Finke’s 28-year financial career has included roles in both the banking and investment industries. He joined the firm in June 2002 when Babson Capital Management acquired First Union Institutional Debt Management, a $3.6 billion high yield loan manager he co-founded in 1998, from Wachovia Corporation. Mr. Finke’s career prior to IDM included positions in High Yield and Loan Syndications at First Union Capital Markets, Bear Stearns and Company and Mellon Bank. Mr. Finke has been an active advocate for the leveraged loan and securitized markets. He was a founding member of the Board of Directors for the Loan Syndication & Trading Association (“LSTA”), and also for the Structured Finance Industry Group (“SFIG”). Mr. Finke received an M.B.A. from Duke University's Fuqua School of Business and holds a bachelor's degree from the University of Virginia's McIntire School of Commerce.

Russell D. Morrison

President, Head of Global Fixed Income & Equity

Russell Morrison is Barings’ President and Head of Global Fixed Income & Equity. Russ is responsible for a significant portion of Barings’ investment business. Prior to his current role, he served as head of Babson Capital Management’s Global Fixed Income business. Russ has worked in the industry since 1994. Prior to joining the firm in 2002, he was a senior portfolio manager at First Union Institutional Debt Management (IDM). Before his tenure at IDM, he was a Vice President for First Union Securities, Inc., a manager in Ernst & Young’s Management Consulting Group and an accountant at North Carolina National Bank. Russ holds a B.S. from Wake Forest University and an M.B.A. from Carnegie Mellon’s Graduate School of Industrial Administration.

Scott Brown, CFA

Global Head of Real Estate

Scott Brown is Barings’ Global Head of Real Estate. Scott is responsible for implementing corporate policies and strategic initiatives for Barings Real Estate Advisers, and oversees the investment side of the global real estate business. Scott has worked in the industry since 1986 and his experience has encompassed all property sectors and capital structures. Prior to joining the firm in 2014, Scott was Head of the Americas of CBRE Global Investment Partners, where he managed global investment, portfolio management, client service, and product and business development. His industry affiliations have included Chair of the NCREIF’s Performance Measurement Committee, founding member of NCREIF’s REIS Council, member of the PREA Research Committee, Chair of the CFA Institute’s - GIPS Real Estate Sub-committee, and member of the GIPS Private Equity Sub-committee. Scott is currently a NCREIF Board Member and a NAREIM Board Member. Scott holds a B.A in Economics from the University of Massachusetts, an M.S in Real Estate Development from Columbia University and is a CFA charterholder.

Anthony Sciacca

Head of Global Alternative Investments

Anthony Sciacca is Barings’ Head of Global Alternative Investments, responsible for overseeing the group's investment activities across private equity, asset-based investments, and real assets. Prior to this, Anthony was the Head of Global Business Development for Babson and served on a number of firm investment committees and company boards. He has worked in the industry since 1993. Prior to joining the firm in 2006, he was Head of Structured Credit Origination at Wachovia Securities and a structured credit market specialist for Bear Stearns and Bank of America. He began his career as a financial services consultant at Andersen Consulting (Accenture). Anthony holds a B.S. from Cornell University.

Duncan Robertson

Head of Global Distribution

Duncan Robertson is Barings’ Head of Global Distribution, and is responsible for overseeing all sales and client service related activity. Throughout his time at the firm, he has been actively involved in all aspects of the institutional, retail and wealth distribution businesses. Duncan has worked in the finance industry since 1991. Prior to joining the firm in 2008, he oversaw all fixed income distribution activities for Merrill Lynch in Australia and New Zealand. He also spent over seven years with Westpac Banking Corporation working primarily in the areas of corporate and structured finance. Duncan holds a Bachelor of Business from RMIT University, is a Chartered Accountant and a member of the Financial Services Institute of Australasia.

Paul Thompson

Chief Operating Officer, Chief Financial Officer & Head of Global Investment Services

Paul Thompson is Barings’ Chief Operating Officer, Chief Financial Officer and Head of Global Investment Services. He is responsible for oversight of the firm’s trading operations, middle office, information technology, finance department, portfolio/client services and investment risk organizations. Paul has over 20 years of investment industry experience. Prior to his current role, he led the formation of Babson Capital Management’s Global Investment Services team and successfully launched several major initiatives, including the outsourcing of key operations and the transformation of the firm’s information technology platform. Prior to joining the firm in 2002, he was a Vice President/Product Manager of Collateralized Debt Obligations for the Corporate Trust Group at Wachovia Bank. Before joining Wachovia, he was a Vice President at State Street Bank & Trust Company, as well as an Associate at Cypress Tree Investment Management Company. Paul holds a B.S. from Providence College.

Susan Moore

Chief Administrative Officer, Head of Global Human Resources & Corporate Communications

Susan Moore is Barings’ Chief Administrative Officer and Head of Global Human Resources and Corporate Communications. Susan is responsible for all employment activities that attract, develop and reward a motivated and competent workforce. She has over 25 years of investment industry experience encompassing business leadership & strategy, organizational and employee development, and Global Human Resource management. Prior to joining the firm in 1989, she worked at MassMutual as a Human Resource Consultant. Susan is a B.S. candidate at Bay Path College, holds the professional designation of Advanced Human Resource Professional Series from Cornell University, and is a member of the Society for HR Management (SHRM).

Sheldon Francis

Chief Legal Officer & Global Head of Legal

Sheldon Francis is Barings’ Chief Legal Officer and Global Head of Legal, and is responsible for all legal affairs for the company. Prior to his current role, he served as Co-General Counsel for Babson Capital Management. Sheldon has 18 years of legal experience, encompassing all aspects of the investment management industry, corporate finance and corporate restructurings. Prior to joining the firm in 2006, he was a member of Helms Mulliss and Wicker (n/k/a McGuire Woods), and began his legal career as an associate at Bass, Berry and Sims PLC. Sheldon holds a B.A. from Duke University and a J.D. from the University of North Carolina at Chapel Hill School of Law.

Christopher DeFrancis

Chief Compliance Officer & Global Head of Compliance

Christopher DeFrancis is Barings’ Global Head of Compliance. He is responsible for overseeing the firm’s global compliance program. Christopher has 17 years of industry experience, encompassing securities and investment advisory matters, hedge fund and CDO formation, derivatives trading and private finance transactions. Prior to joining the firm in 2001, Christopher was an associate at Hill & Barlow, where he concentrated his practice on commercial and securities litigation. He began his legal career as a law clerk to The Honorable Sandra L. Lynch on the U.S. Court of Appeals for the First Circuit. Christopher holds a B.A. from Dartmouth College and a J.D. from the University of Pennsylvania.

Oliver Burgel

Chief Executive, Barings Europe

Oliver is the regional Chief Executive of Barings in Europe. He is responsible for the day-to-day general management of Barings’ main UK operating entities. He previously served as the Chief Operating Officer for Babson Capital in Europe and was a co-founder of its predecessor organization, Duke Street Capital Debt Management. Oliver has over 17 years of investment industry experience. Prior to joining the firm, he worked at London Business School and the Centre for European Economic Research in Mannheim, Germany. Oliver holds an MSc(Econ) from the London School of Economics and a Ph.D. from the University of Warwick.

Julian Swayne

Chief Financial Officer International

Julian Swayne is Chief Financial Officer International.  Julian has 30 years industry experience.  He joined Barings’ asset management business in 1989 and became finance director in 1997.  Prior to that he worked as the group accountant of Baring Brothers Bank. He was previously with City based auditors Neville Russell.  Julian has a degree in Economics from Leicester University and qualified as a chartered accountant in 1985.